OK, die vereinfachte KE 2015. http://secfilings.nasdaq.com/...DK&RcvdDate=5%2F7%2F2015&pdf= Corporate Developments Public Offering On March 11, 2015, we completed a public offering of 59.7 million units (the "Units"), generating net proceeds of approximately $34.4 million, 59,7 Mio Einheiten, 34,4 Mio $ eingenommen with each Unit consisting of either one common share or one warrant to purchase one common share ("Series C Warrant"), 0.75 of a warrant to purchase one common share ("Series A Warrant") and 0.50 of a warrant to purchase one common share ("Series B Warrant"), at a purchase price of $0.62 per Unit (the "March 2015 Offering"). At closing, the Corporation issued an aggregate of 25,048,065 common shares, Series A warrants exercisable to purchase 44,758,065 common shares, Series B warrants exercisable to purchase 29,838,710 common shares, and pre-funded Series C warrants exercisable to purchase 34,629,355 common shares for aggregate net proceeds of approximately US$34.5 million http://secfilings.nasdaq.com/filingFrameset.asp?FileName=0001193125%2D15%2D087683%2Etxt&FilePath=%5C2015%5C03%5C12%5C&CoName=AETERNA+ZENTARIS+INC%2E&FormType=6%2DK&RcvdDate=3%2F12%2F2015&pdf= The Series A Warrants are exercisable for a period of five years at an exercise price of $0.81 per share, and the Series B Warrants are exercisable for a period of 18 months at an exercise price of $0.81 per share. Sollte klar sein Both the Series A and Series B warrants are subject to certain anti-dilution provisions. Wenn Serie-A und, oder C ,wie auch immer, verdünnen wird der Ausübungskurs angepasst. The Series C Warrants are exercisable for a period of five years at an exercise price of $0.62 per share. Ist auch klar Total gross proceeds payable to us in connection with the exercise of the Series C Warrants have been pre-paid by investors and therefore are included in the aforementioned proceeds. Interne Verrechnung The complete exercise of the Series A and Series B Warrants would result in the issuance of an aggregate of approximately 74.6 million common shares that would generate additional proceeds for an amount that would be determined based on the then adjusted exercise price.
A und B sind zusammen 74.6 Mio Aktien und bringen Kohle . Leider zum angepassten Ausübungspreis Both the Series A and Series B Warrants may at any time be exercised on a "net" or "cashless" basis. Können gekauft werden oder gleich zum Markler In addition to standard cashless exercise provisions, the Series B Warrants may be exercised on an alternate cashless basis. Jetzt wird es lustig! The number of common shares that would be issued pursuant to an alternative cashless exercise is not currently determinable; however, such alternative cashless exercise could result in the issuance of a substantially larger number of the Company's common shares than otherwise would be issued following a standard cash or cashless exercise of the Series B Warrants. Womit wir bei der rechnung sind. #3409 In connection with the March 2015 Offering, the holders of 21.1 million of the 21.9 million outstanding warrants issued in connection with previous public offerings completed in November 2013 and January 2014 each entered into an amendment Wem haben die warrants gehört? Ach ja klar. Soweit zum Angebot Wie ist Die KE aufgeteilt? Canaccord Genuity Inc. | | | 44,758,066 | | | | 75 | % | Maxim Group LLC | | | 4,973,118 | | | | 8.33 | % | H.C. Wainwright & Co., LLC | | | 4,973,118 | | | | 8.33 | % | Roth Capital Partners, LLC | | | 4,973,118 | | | | 8.33 | % | | | | | | | | | | | | | 59,677,420 | | | | 100 | % |
http://secfilings.nasdaq.com/...DK&RcvdDate=3%2F6%2F2015&pdf= Public offering On March 11, 2015, the Company completed a public offering of 59,677,420 units (the "Units"), with each Unit consisting of either one common share or one warrant to purchase one common share ("Series C Warrant"), 0.75 of a warrant to purchase one common share ("Series A Warrant") and 0.50 of a warrant to purchase one common share ("Series B Warrant"), at a purchase price of $0.62 per Unit (the "March 2015 Offering"). Total cash proceeds raised through the March 2015 Offering amounted to $37,000,000, less cash transaction costs of approximately $2,560,000 and previously deferred transaction costs of $7,000. The Series A and Series B warrants represent the right to acquire an aggregate of 74,596,775 common shares. The Series A Warrants are exercisable for a period of five years at an exercise price of $0.81 per share, and the Series B Warrants are exercisable for a period of 18 months at an exercise price of $0.81 per share. Both the Series A and Series B warrants are subject to certain anti-dilution provisions. Upon complete exercise, these warrants would result in the issuance of an aggregate of 74,596,775 common shares that would generate additional proceeds for an amount that would be determined based on the then adjusted exercise price. Both the Series A and Series B Warrants may at any time be exercised on a "net" or "cashless" basis. In addition to standard cashless exercise provisions, the Series B Warrants may be exercised on an alternate cashless basis. If, on any calendar day occurring on or after May 26, 2015, the Company's per-share volume weighted average price ("VWAP") on the NASDAQ fails to be greater than $0.74 for the ten consecutive trading day period ended on the trading day immediately preceding such calendar day, then the holders of a Series B Warrant may exercise the Series B Warrant in an Alternative Cashless Exercise, which would permit such Series B Warrant holder to obtain a number of common shares equal to 200% of (i) the total number of common shares with respect to which the Series B Warrant is then being exercised multiplied by (ii) 0.81 divided by (iii) 85% of the quotient of (A) the sum of the VWAP of the common share for each of the five lowest trading days during the fifteen trading day period ending on and including the trading day immediately prior to the applicable Exercise Date, divided by (B) five, less (iv) the total number of common shares with respect to which the Series B Warrant is then being exercised. The number of common shares that would be issued pursuant to an Alternative Cashless Exercise in the foregoing circumstances is not currently determinable; however, such Alternative Cashless Exercise could result in the issuance of a substantially larger number of the Company's common shares than otherwise would be issued following a standard cash or cashless exercise of the Series B Warrants. |
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