und halte ich die Ausführungen der Basher auf dem Yahoo-Board für absurd, dass Local Corp eine Anschlussfinanzierung von sage und schreibe 5 Millionen (nicht Milliarden) Dollar nicht gelingen könnte.
As filed with the Securities and Exchange Commission on June 11, 2014.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT No. 1
To
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
LOCAL CORPORATION
(Exact name of registrant as specified in its charter)
Delaware 33
Approximate date of commencement of proposed sale to the public: From time to time after the effective date hereof.
The amount to be registered consists of up to $40,000,000 of an indeterminate amount of common stock, preferred stock, debt securities, warrants
and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the
registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered
hereby, or (ii) shares of preferred stock, common stock, debt securities or units as may be issued upon exercise of warrants registered hereby, as the case
may be. Any securities registered hereunder may be sold separately or as units with the other securities registered hereunder.
PLAN OF DISTRIBUTION
The securities being offered may be sold in one or more transactions at fixed prices, at prevailing market prices at the time of sale, at prices related to the
prevailing market prices, at varying prices determined at the time of sale, or at negotiated prices. These sales may be effected at various times in one or more
of the following transactions, or in other kinds of transactions:
• through underwriters for resale to the public or investors;
• transactions on the Nasdaq Stock Market or on any national securities exchange or U.S. inter-dealer system of a registered national securities
association on which our common stock may be listed or quoted at the time of sale;
• in the over-the-counter market;
• in private transactions and transactions otherwise than on these exchanges or systems or in the over-the-counter market;
• in “at the market” offerings, within the meaning of Rule 415(a)(4) of the Securities Act of 1933, as amended, or the Securities Act, to or through a
market maker or into an existing trading market, on an exchange or otherwise;
• in connection with short sales of the shares;
• by pledge to secure debt and other obligations;
• through the writing of options, whether the options are listed on an options exchange or otherwise;
• in connection with the writing of non-traded and exchange-traded call options, in hedge transactions and in settlement of other transactions in
standardized or over-the-counter options;
• through a combination of any of the above transactions; or
• any other method permitted by law.
We may sell our securities directly to one or more purchasers, or to or through underwriters, dealers or agents or through a combination of those methods. The
related prospectus supplement will set forth the terms of each offering, including:
• the name or names of any agents, dealers, underwriters or investors who purchase the securities;
• the purchase price of the securities being offered and the proceeds we will receive from the sale;
• the amount of any compensation, discounts commissions or fees to be received by the underwriters, dealer or agents;
• any over-allotment options under which underwriters may purchase additional securities from us;
• any discounts or concessions allowed or reallowed or paid to dealers;
• any securities exchanges on which such securities may be listed;
• the terms of any indemnification provisions, including indemnification from liabilities under the federal securities laws; and
• the nature of any transaction by an underwriter, dealer or agent during the offering that is intended to stabilize or maintain the market price of the
securities.
|
Thread abonnieren
