Monthly Share Volume Report
http://www.otcbb.com/asp/...c&Month=12-1-2007&IMAGE1.x=30&IMAGE1.y=13
SWVC - SEAWAY VALLEY CAP CP
Page of 1
December 2007 November 2007 Year-to-Date
Volume Rank % Volume Rank % Volume Rank %
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Total Share Volume 265,135,382
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ARCA
WAVE SECURITIES, LLC 2,055,500 9 <1 1,782,000 13 <1 39,729,482 8 <1
AUTO
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC 1,136,000 10 <1 2,197,760 9 <1 31,796,272 11 <1
DOMS
DOMESTIC SECURITIES, INC. 3,039,865 7 1 2,021,590 12 <1 30,563,979 12 <1
ETRD
E*TRADE CAPITAL MARKETS LLC 34,612,787 3 13 59,982,531 3 11 509,277,154 3 11
FANC
FINANCE 500, INC. 5,000 21 <1 - - - 2,871,901 23 <1
FRAN
WM. V. FRANKEL & CO., INCORPORATED 7,805,338 4 2 4,994,799 6 <1 81,314,545 5 1
GNLN
GUNNALLEN FINANCIAL, INC 95,000 17 <1 - - - 2,239,000 24 <1
HDSN
HUDSON SECURITIES,INC. 2,171,759 8 <1 2,191,230 11 <1 53,702,499 7 1
HILL
HILL THOMPSON MAGID & CO., INC. 251,714 14 <1 17,000 19 <1 9,254,354 17 <1
JSLC
JESUP & LAMONT SECURITIES CORP 60,000 18 <1 150,000 15 <1 35,471,600 9 <1
LABS
LABRANCHE FINANCIAL SERVICES, LLC 509,401 11 <1 245,000 14 <1 949,401 25 <1
MAXM
MAXIM GROUP LLC 336,000 13 <1 2,646,010 7 <1 27,895,141 13 <1
MERI
MERRIMAN CURHAN FORD & CO. 10,000 20 <1 2,490,000 8 <1 3,993,666 22 <1
NITE
KNIGHT EQUITY MARKETS, L.P. 153,755,079 1 57 286,050,720 1 54 2,217,061,535 1 50
PERT
PERSHING LLC 449,472 12 <1 2,193,620 10 <1 78,419,726 6 1
SALI
STERNE, AGEE & LEACH, INC. 186,000 15 <1 15,000 20 <1 4,338,753 21 <1
SBSH
CITIGROUP GLOBAL MARKETS INC. 51,175,901 2 19 130,703,671 2 24 1,053,323,233 2 23
SEAB
SEABOARD SECURITIES, INC. 3,094,117 6 1 11,749,524 5 2 34,773,545 10 <1
UBSS
UBS Securities LLC (UBSS) 4,219,149 5 1 15,888,140 4 3 144,193,067 4 3
VERT
THE VERTICAL GROUP 50,000 19 <1 70,000 17 <1 4,407,541 20 <1
VFIN
VFINANCE INVESTMENTS, INC 117,300 16 <1 26,700 18 <1 23,972,149 14 <1 |
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