Erachtens der SEC und Finra, die nicht nur nach meinen Beobachtungen, wie die folgenden Ausführungen zeigen, sich um die in den USA längst existierenden Naked-Shortselling-Regeln auch nicht um das geringste kümmern.
Rule 10b-21, Rule 203(b)(3)(iii) of Regulation SHO: According to the SEC, these rules were adopted to signal zero tolerance for abusive naked short selling, but in practice little to nothing has been done to enforce these rules since, at the broker and market maker level
We want to let the broker-dealers know that we are watching their behavior with Arena shares and they are violating the law when they allow persistent Fails-To-Deliver. This should deter some of this naked short selling activity. We hope that by making them follow the law, the cost of being short will be properly reflected in the market place. The manipulators appear to be protecting a healthy short squeeze from ensuing.
We also know these improper Wall Street practices have been around for many decades to create artificial price movements having nothing to do with a fundamental underlying basis. Wall Street shenanigans fleece billions of dollars from investors as reported by Bloomberg's report and investigation into the 2008 financial crisis. The motive is always money, and the participants are the short hedge funds, market makers, individuals, and prime brokers who make substantial profits while fleecing the small American investor. Congress and the SEC need to strictly enforce Reg SHO, Rule 10b-21, Rule 203(b)(3)(iii) of Regulation SHO, increase the penalty for violations, and increase regulation for this illegal activity. According to the SEC, these rules were adopted to signal zero tolerance for abusive naked short selling, but in practice little to nothing has been done to enforce these rules since, at the broker and market maker level.
Source: What Investors Should Know And Do To Make Sure The Short Interest In Arena's Stock Is Playing By The Rules on Motley Fool (My advice: Read the complete article!) |
Thread abonnieren
