Quelle https://fintel.io/so/us/aezs AEZS / AEterna Zentaris Inc. Institutional Ownership AEterna Zentaris Inc. (NASDAQ:AEZS) has 30 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 2,852,744 shares. Largest shareholders include J. Goldman & Co LP, Broadview Partners Lp, Morgan Stanley, Bridgeway Capital Management Inc, JP Morgan Chase & Co, Boothbay Fund Management, Llc, Acadian Asset Management Llc, Renaissance Technologies LLC, Susquehanna International Group, Llp, and Hillsdale Investment Management Inc.. AEterna Zentaris Inc. (NASDAQ:AEZS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history. File Date Form Investor Opt Prev
Shares Current Shares Change § (Percent)§Prev Value
($1000)§Current Value
($1000)Change (Percent)§ 2019-02-14 13F§UBS Group AG Put 15,000 0 -100.00 26 0 -100.00
2019-02-14 13F§BRIDGEWAY CAPITAL MANAGEMENT INC 111,000 326
2019-02-14 13F§SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 15,900 13,700 -13.84 48 40 -16.67
2019-02-14 13F§BOOTHBAY FUND MANAGEMENT, LLC 45,853 135
2019-02-14 13F§UBS Group AG 13,681 1,036 -92.43 24 3 -87.50
2019-02-14 13F§ARDSLEY ADVISORY PARTNERS 25,000 74
2019-02-14 13F§SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,322 32,351 27.76 44 95 115.91
2019-02-14 13F§A.R.T. Advisors, LLC 11,438 0 -100.00 19 0 -100.00
2019-02-12 13F§Ballew Advisors, Inc 3,000 0 -100.00 4 0 -100.00
2019-02-12 13F§Hillsdale Investment Management Inc. 26,200 77
2019-02-12 13F§Renaissance Technologies LLC 33,078 33,078 0.00 58 97 67.24
2019-02-12 13F§CITIGROUP INC 1,000 1,000 0.00 2 3 50.00
2019-02-11 13F§O'SHAUGHNESSY ASSET MANAGEMENT, LLC 22,531 66
2019-02-11 13G§J. Goldman & Co LP 997,494
2019-02-11 13F§Advisor Group, Inc. 13 1,463 11,153.85 0 4
2019-02-11 13G§Broadview Partners Lp 997,494
2019-02-11 13F§Bruderman Asset Management, LLC 3 0
2019-02-11 13F§JP Morgan Chase & Co 80,900 86,700 7.17 118 255 116.10
2019-02-11 13F§WELLS FARGO & COMPANY/MN 800 800 0.00 1 2 100.00
2019-02-08 13F§BlackRock Inc. 4,857 14
2019-02-07 13F§ACADIAN ASSET MANAGEMENT LLC 35,409 45,049 27.22 62 133 114.52
2019-02-07 13F§TORONTO DOMINION BANK 438 0 -100.00 1 0 -100.00
2019-02-06 13F§JNBA Financial Advisors 0 91 0 0
2019-02-05 13F§Cutler Group LP 0 100 0 0
2019-02-05 13F§GROUP ONE TRADING, L.P. Call 5,900 16,200 174.58 10 48 380.00
2019-02-05 13F§Cutler Group LP Call 0 3,700 0 2
2019-01-22 13F§BANK OF MONTREAL /CAN/ 45 44 -2.22 0 0
2019-01-16 13F§SIMPLEX TRADING, LLC 0 507 0 1
2019-01-16 13F§SIMPLEX TRADING, LLC Put 0 4 0 1
2019-01-16 13F§Virtu Financial LLC 25,514 0 -100.00 44 0 -100.00
2019-01-16 13F§SIMPLEX TRADING, LLC Call 24 1 -95.83 4 0 -100.00
2019-01-15 13F§Steward Partners Investment Advisory, Llc 4 0 -100.00 0 0
2018-11-20 13F/A§MORGAN STANLEY 249,067 376,607 51.21 487 656 34.70
2018-11-14 13F§LADENBURG THALMANN FINANCIAL SERVICES INC 3 3 0.00 0 0
2018-11-14 13F§DEUTSCHE BANK AG\ 21,711 22,011 1.38 42 38 -9.52
2018-11-14 13F§ROYAL BANK OF CANADA 201 601 199.00 0 1
2018-11-14 13F§SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 27,000 0 -100.00 53 0 -100.00
2018-11-14 13F§MILLENNIUM MANAGEMENT LLC 10,553 0 -100.00 21 0 -100.00
2018-11-14 13F§BANK OF AMERICA CORP /DE/ 10 10 0.00 0 0
2018-11-13 13F§CITADEL ADVISORS LLC 0 16,492 0 29
2018-11-13 13F§Proequities, Inc. Call 0 0
2018-11-13 13F§Proequities, Inc. 0 0
2018-11-13 13F§Proequities, Inc. Put 0 0
2018-11-13 13F§CITADEL ADVISORS LLC Call 10,500 0 -100.00 20 0 -100.00
2018-11-08 13F§SEI INVESTMENTS CO 11 0 -100.00 0 0
2018-11-07 13F§Cutler Group LP Put 2,000 0 -100.00 1 0 -100.00
2018-11-02 13F§Centaurus Financial, Inc. 17 0 -100.00 0 0
2018-10-29 N-Q§Fidelity Concord Street Trust (see advisory)
2018-10-22 13F§Truvestments Capital Llc 4,369 8 Showing 1 to 49 of 49 entries |