H. Healthsonix, Inc.
146.
Healthsonix, Inc. (“Healthsonix”) was a Nevada corporation. The company issued shares of common stock that traded under the trading symbol “HSXI.”
147.
On or about January 23, and April 27, 2007, CJB Consulting bought a total of 11,000,000 shares of Healthsonix directly from the company.
148.
By means of interstate commerce or the mails, CJB Consulting caused 11,000,000 Healthsonix shares to be delivered to its brokerage accounts at Charles Schwab, and later transferred 552,506 of those shares to its account at WestPark.
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149.
Between February 26 and June 19, 2007, CJB Consulting sold at least 355,494 shares of Healthsonix through its Charles Schwab account for approximately $103,015.
150.
On February 16, and 20, 2007, CJB Consulting sold 4,110,000 shares of Healthsonix to Bottom Line Associates and 1,000,000 Healthsonix shares to Cumbuco Beach, Inc. BVI for unknown amounts of compensation.
151.
Between August 27, 2007 and March 12, 2008, CJB Consulting sold at least 436,898 shares of Healthsonix through its WestPark account for approximately $68,713.
152.
Alexander directly or indirectly offered and sold at least 5,902,392 shares of Healthsonix identified in paragraphs 149, 150 and 151 through CJB Consulting’s brokerage accounts or in private transactions.
153.
Alexander, as an agent of CJB Consulting, was a substantial and necessary participant in these sales of Healthsonix shares because he made the decision to offer and sell the shares and directed the stock brokers to sell the shares in CJB Consulting’s brokerage account.
154.
Alexander and CJB Consulting each directly or indirectly offered and sold shares of Healthsonix by means of interstate commerce or the mails when no registration statement was filed or in effect for the transactions.
Quelle
http://www.sec.gov/litigation/complaints/2009/comp20973.pdf
vom 25. März 2009
Gruss
RPM
dem das alles Scheißegal ist |
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