From Sedar April 16, 2010... (apologize if already posted...too much noise on the board at the moment). I guess these securities will be sold immediately into the market as soon as received (Monday)
This pricing supplement, together with the prospectus supplement dated December 17, 2009 and the short form base shelf prospectus dated
September 29, 2009 to which it relates, as amended or supplemented, and each document deemed to be incorporated by reference into the short
form base shelf prospectus, as amended or supplemented, constitutes a public offering of these securities only in those jurisdictions where they
may lawfully be offered for sale and therein only by persons permitted to sell such securities. No securities regulatory authority has expressed an
opinion about these securities and it is an offence to claim otherwise.
These securities have not been, and will not be, registered under the United States Securities Act of 1933, as amended, and, subject to certain
exceptions, may not be offered, sold or delivered within the United States of America or for the account or benefit of U.S. persons.
PRICING SUPPLEMENT NO. 9
(TO THE PROSPECTUS SUPPLEMENT DATED DECEMBER 17, 2009 TO THE SHORT
FORM BASE SHELF PROSPECTUS DATED SEPTEMBER 29, 2009)
April 16, 2010
ARISE TECHNOLOGIES CORPORATION
Common Shares
Issuer: ARISE Technologies Corporation
Type of Securities: Common Shares
Number of Securities: 1,959,298
CUSIP Number: 04040Q 10 6
Investment Amount: $300,000
Price per Share:
.153
Net Proceeds to Issuer: $300,000
Issue and Delivery Date: April 19, 2010
Subscriber: Haverstock Master Fund, Ltd.
Documents Incorporated by Reference
The following documents that have been filed by ARISE Technologies Corporation with securities regulatory
authorities in Canada are incorporated by reference in the short form base shelf prospectus as of the date of this
pricing supplement:
(a) audited comparative consolidated financial statements of the Company and the notes thereto for the
financial years ended December 31, 2009 and 2008 together with the report of the auditors thereon;
(b) management’s discussion and analysis of the financial condition and results of operation of ARISE for the
year ended December 31, 2009;
(c) renewal annual information form of the Company dated March 31, 2010 for the fiscal year ended
December 31, 2009;
(d) material change report of the Company dated March 12, 2009 in respect of the adoption by the Company
of a shareholder rights plan;
(e) management information circular of the Company dated March 24, 2009 relating to the annual and special
meeting of shareholders of the Company held on May 12, 2009;
(f) material change report of the Company dated September 21, 2009 in respect of the entering into of a
Committed Equity Facility Agreement with Haverstock Master Fund, Ltd.;
(g) material change report of the Company filed November 24, 2009 in respect of the issuance of 5,719,037
Units of the Company for gross proceeds of approximately $1.72 million; and
(h) material change report of the Company filed April 16, 2010 in respect of the reporting by the Company of
its preliminary quarterly results for the fiscal quarter ended March 31, 2010. |
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